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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q43-Q48):
NEW QUESTION # 43
What is the primary purpose of an AI impact assessment?
- A. To escalate the findings to the appropriate owner(s)
- B. To identify and measure the benefits of an AI system
- C. To determine whether a conformity assessment is needed
- D. To anticipate and manage the potential risks and harms of an AI system
Answer: D
Explanation:
The correct answer is D. AI Impact Assessments are primarily used to identify and manage risks and harms associated with AI systems.
From the AIGP Body of Knowledge:
"The goal of an AI impact assessment is to ensure that risks are identified, evaluated, and mitigated prior to or during development and deployment." As further confirmed in the AI Governance in Practice Report 2024 (Part III):
"Risk-based tools like DPIAs and Algorithmic Impact Assessments help identify potential risks to individuals and society, enabling organizations to implement mitigation plans and safeguards." While benefits may be noted in such assessments, the core objective is to manage risks and promote responsible AI.
NEW QUESTION # 44
Scenario:
A European AI technology company was found to be non-compliant with certain provisions of the EU AI Act.
The regulator is considering penalties under the enforcement provisions of the regulation.
According to the EU AI Act, which of the following non-compliance examples could lead to fines of up to €
15 million or 3% of annual worldwide turnover(whichever is higher)?
- A. In case of a breach of AI Act prohibition by the Union institutions, bodies, offices and agencies
- B. In case of breach of a provider's obligations for high-risk AI systems
- C. In case of the supply of misleading information to notified bodies in reply to a request
- D. In case of AI Act prohibitions
Answer: B
Explanation:
The correct answer isB. The EU AI Act assigns atiered penalty systembased on the severity of the violation.
A breach ofobligations related to high-risk AI systemsfalls into the mid-tier category, triggering fines of €
15 million or 3% of annual global turnover.
From the AIGP ILT Guide - EU AI Act Module:
"Providers of high-risk AI systems must comply with strict documentation, testing, monitoring, and registration obligations. Breaches of these result in significant fines of up to €15 million or 3% of turnover." AI Governance in Practice Report 2024 supports this:
"Non-compliance with obligations under Title III (high-risk systems) leads to financial penalties under Article
71(3) of the EU AI Act."
Note: Thehighest penalty (€35 million or 7%)applies toprohibited AI uses, not to obligations for high-risk systems.
NEW QUESTION # 45
The framework set forth in the White House Blueprint for an Al Bill of Rights addresses all of the following EXCEPT?
- A. Human alternatives, consideration and fallback.
- B. Data privacy.
- C. Safe and effective systems.
- D. High-risk mitigation standards.
Answer: D
Explanation:
The White House Blueprint for an AI Bill of Rights focuses on protecting civil rights, privacy, and ensuring AI systems are safe and effective. It includes principles like data privacy (D), human alternatives (A), and safe and effective systems (C). However, it does not specifically address high-risk mitigation standards as a distinct category (B).
NEW QUESTION # 46
Which of the following may be permissible uses of an AI system under the EU AI Act EXCEPT?
- A. Detecting emotions in a workplace for employee morale
- B. Improving the response time for emergency services
- C. Using biometrics in abduction cases
- D. Detecting emotions in a telemedicine session
Answer: A
Explanation:
The correct answer is D. Emotion recognition in the workplace is flagged as unacceptable or highly restricted under the EU AI Act due to its intrusive nature and potential for misuse.
From the AIGP ILT Guide - EU AI Act Training Module:
"AI systems that monitor individuals' emotions in the workplace or educational settings are listed among prohibited or strictly limited practices under Article 5." AI Governance in Practice Report 2024 supports this interpretation:
"Emotion recognition systems, especially in sensitive contexts such as employment or education, raise significant concerns under EU fundamental rights law and are likely to be restricted." Other uses listed-such as emergency response or emotion detection in healthcare-may fall under lawful and beneficial uses, especially when justified by public interest.
NEW QUESTION # 47
Which stakeholder is responsible for lawful collection of data for the training of the foundational AI model?
- A. The marketing agency's client.
- B. The tech company.
- C. The data aggregator.
- D. The marketing agency.
Answer: C
Explanation:
Data aggregators are third parties that collect and license data from various sources. They are responsible for ensuring thelawful collectionandproper usage rightsof the data they distribute - especially when such data is used to train foundational AI models.
From theAI Governance in Practice Report 2024:
"As organizations have neither proximity to how third-party data was first collected nor direct control over the data governance practices of third parties, an organization can benefit from carrying out its own legal due diligence and third-party risk management." (p. 19)
"Legal due diligence may include verification of the personal data's lawful collection by the databroker..." (p.
19)
This confirms thatdata aggregatorsbear the legal and ethical burden to verify that data has been lawfully collected and is appropriately licensed for use, including in AI training.
* A. The marketing agencyandD. its clientmay use data, but they rely on upstream providers for its lawful origin.
* B. The tech companymay train the model but depends on lawful sourcing by data aggregators.
NEW QUESTION # 48
......
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